at Financial Technnology Year
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Vigilant LLC
Vigilant provides comprehensive compliance solutions for investment managers and financial services firms, including outsourced CCO services, FINRA registration support, and broker-dealer compliance.
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Web: https://vigilantllc.com
Products or services
Specialized compliance consulting services for broker-dealers covering regulatory requirements, audi... more...
Assistance with FINRA registration requirements, regulatory filings, and compliance program implemen... more...
Full-service outsourced CCO services for investment advisers, broker-dealers, and other financial se... more...