at Financial Technnology Year
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FIS Compliance Management
from FIS Global
A comprehensive compliance solution designed to help banks manage regulatory obligations, automate compliance processes, and mitigate risk with robust reporting and analytics capabilities.
Category:
Compliance Management
in:
Compliance
Platforms for managing the overall compliance program, including policy management, training, and regulatory change management.
Analysis on right >
Compliance Management analysis
Continuous Improvement & Risk Management
(9 Yes /9 Known /10 Possible features)
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1. Management Review Dashboard
Special review dashboards for compliance managers or auditors.
Dashboard for compliance management review is referenced throughout materials.
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2. Key Risk Indicator (KRI) Monitoring
Monitors leading indicators for early warning of compliance risks.
Supports key risk indicator (KRI) monitoring as part of ongoing risk assessment.
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3. Continuous Control Testing Frequency
The number of control tests the system can run automatically on a periodic basis.
No information available
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4. Automated Remediation Recommendations
Provides suggestions for closing compliance gaps.
System provides suggested remediation actions where compliance gaps are detected.
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5. Heatmap Generation
Visualizes areas of compliance risk across entities or processes.
Risk visualizations, such as heatmaps, are part of reporting and dashboards.
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6. Incident Management
Logs and manages remediation of compliance incidents.
Incident management and remediation workflow is included in system.
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7. Compliance Calendar
Central calendar for deadlines related to regulatory filings or policy reviews.
Compliance calendar tracks key filing/policy deadlines.
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8. Corrective and Preventive Action (CAPA) Tracking
Tracks completion and effectiveness of corrective actions.
Tracks compliance tasks and corrective actions through completion.
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9. Automated Gap Analysis
Automatically identifies gaps in existing compliance controls.
Product supports automated gap analysis for compliance controls.
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10. Compliance Risk Assessment Tools
Enables assessment of compliance risk at entity, product, or process levels.
Compliance risk assessment and analytics is core use case in risk management modules.
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Training & Knowledge Management
(9 Yes /9 Known /10 Possible features)
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User Experience & Accessibility
(7 Yes /7 Known /10 Possible features)
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Integration & Interoperability
(5 Yes /5 Known /10 Possible features)
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Data Management & Quality
(7 Yes /7 Known /10 Possible features)
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User Access & Security
(5 Yes /5 Known /10 Possible features)
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Workflow Automation
(4 Yes /4 Known /10 Possible features)
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Audit & Reporting
(6 Yes /6 Known /10 Possible features)
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Anti-Money Laundering (AML)
(7 Yes /7 Known /11 Possible features)
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KYC & Customer Due Diligence
(7 Yes /7 Known /11 Possible features)
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Regulatory Compliance Monitoring
(8 Yes /8 Known /10 Possible features)
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Publicly available data, summarised using AI.
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