at Financial Technnology Year
Please contact them if you have any questions.
DASH 360R
from DASH
Comprehensive regulatory compliance platform offering SEC and FINRA solutions. SEC modules include Net Capital Rule (15c3-1), Customer Protection Rule (15c3-3), and Financial Reporting (17a-5). FINRA modules include Risk Based Margin (RBM), Option Margin Optimizer (OMO), Day Trader Margin (DTM), Supplemental Inventory Schedule (SISSY), and FOCUS Generator for automated financial and operational reporting.
Category:
Regulatory Reporting Solutions
in:
Compliance
Platforms that automate the preparation and submission of required reports to regulatory authorities, ensuring accuracy and timeliness.
DASH 360R
Publicly available data, summarised using AI.
If you are the vendor, claim your page