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Nasdaq Smarts Surveillance
from Solovis (part of Nasdaq)
Focuses on detecting inappropriate sales practices, market abuse, and policy violations through real-time surveillance, configurable alerts, analytics, and detailed reporting capabilities tailored for financial advisory and trading compliance.
Category:
Advisor Supervision Systems
Solutions for supervising advisor activities, reviewing client communications, monitoring outside business activities, and ensuring adherence to firm policies and regulatory requirements.
Nasdaq Smarts Surveillance
Category:
Trade Surveillance Systems
in:
Compliance
Software that monitors trading activities to detect potential market abuse, insider trading, front-running, and other prohibited practices using pattern recognition and anomaly detection.
Nasdaq Smarts Surveillance
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