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FIS Surveillance & Supervision

from FIS Global

Detects potential advisor misconduct and breaches using automation and advanced analytics across transactions, communications, and account activities. Delivers customizable rule sets, exception reporting, and full audit trails.
Is this your Company
Category: Advisor Supervision Systems
in: Compliance and Risk Management
Solutions for supervising advisor activities, reviewing client communications, monitoring outside business activities, and ensuring adherence to firm policies and regulatory requirements.

FIS Surveillance & Supervision


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