at Financial Technnology Year
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FICO Decision Management Suite
from FICO
A suite of solutions for automating compliance processes, reducing fraud risk, and ensuring regulatory adherence. Features include scenario modeling, risk assessment, and real-time decision-making capabilities.
Category:
Compliance Management
in:
Compliance
Platforms for managing the overall compliance program, including policy management, training, and regulatory change management.
Analysis on right >
Compliance Management analysis
Continuous Improvement & Risk Management
(9 Yes /9 Known /10 Possible features)
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1. Management Review Dashboard
Special review dashboards for compliance managers or auditors.
Manager/reviewer dashboards are described for oversight and review processes.
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2. Key Risk Indicator (KRI) Monitoring
Monitors leading indicators for early warning of compliance risks.
Monitoring and alerting for KRIs and compliance risk indicators is part of risk dashboarding.
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3. Continuous Control Testing Frequency
The number of control tests the system can run automatically on a periodic basis.
No information available
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4. Automated Remediation Recommendations
Provides suggestions for closing compliance gaps.
Automated remediation recommendations can be generated based on risk assessments and rules.
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5. Heatmap Generation
Visualizes areas of compliance risk across entities or processes.
Heatmap/data visualization tools provided as part of risk dashboards.
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6. Incident Management
Logs and manages remediation of compliance incidents.
Incident management is part of FICO's compliance/case management solutions.
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7. Compliance Calendar
Central calendar for deadlines related to regulatory filings or policy reviews.
Compliance calendar with task assignment and alerts is part of workflow and tracking module.
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8. Corrective and Preventive Action (CAPA) Tracking
Tracks completion and effectiveness of corrective actions.
Tracks issue logs and actions to resolution for compliance incidents (CAPA).
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9. Automated Gap Analysis
Automatically identifies gaps in existing compliance controls.
Automated control/gap analysis is included in scenario modeling and risk controls.
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10. Compliance Risk Assessment Tools
Enables assessment of compliance risk at entity, product, or process levels.
Risk assessment and compliance risk scoring tools are a main use-case.
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Training & Knowledge Management
(5 Yes /5 Known /10 Possible features)
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User Experience & Accessibility
(7 Yes /7 Known /10 Possible features)
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Integration & Interoperability
(8 Yes /8 Known /10 Possible features)
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Data Management & Quality
(9 Yes /9 Known /10 Possible features)
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User Access & Security
(8 Yes /8 Known /10 Possible features)
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Workflow Automation
(7 Yes /7 Known /10 Possible features)
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Audit & Reporting
(6 Yes /6 Known /10 Possible features)
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Anti-Money Laundering (AML)
(10 Yes /10 Known /11 Possible features)
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KYC & Customer Due Diligence
(9 Yes /9 Known /11 Possible features)
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Regulatory Compliance Monitoring
(6 Yes /6 Known /10 Possible features)
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Publicly available data, summarised using AI.
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