at Financial Technnology Year
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ForesideConnect
from Foreside
Client portal and real-time compliance software for registered investment advisers, asset managers and broker-dealers. Includes an interactive compliance calendar, tailored checklists and tasks, and risk alerts and filing information.
Category:
Regulatory Compliance Systems
Platforms that track changing regulations, automate compliance workflows, manage required disclosures, and ensure advisors meet regulatory obligations from bodies like the SEC, FINRA, and state regulators.
ForesideConnect
Publicly available data, summarised using AI.
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