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Axioma Portfolio Compliance

from Axioma (SS&C Technologies)

Compliance monitoring solution that offers pre-trade and post-trade compliance checks, investment mandate monitoring, and regulatory reporting. Features include rule-based monitoring, exception management, what-if analysis, and integration with portfolio management systems.
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Platforms that track regulatory requirements, manage compliance workflows, and document adherence to various financial regulations such as UCITS, AIFMD, MiFID II, SEC rules, and other jurisdictional requirements.

Axioma Portfolio Compliance


Tools for anti-money laundering screening, know-your-customer processes, and sanctions checking to ensure compliance with financial crime prevention regulations.

Axioma Portfolio Compliance


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