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Financial Technology Year

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Shield Platform

from Shield

End-to-end communication compliance platform designed for financial institutions including fund managers. Features include AI-powered monitoring across all communication channels, proactive risk detection, contextual analysis, advanced search capabilities, and integrated case management for investigations.
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Systems that capture, archive, and monitor electronic communications including email, chat, and voice to ensure compliance with recordkeeping requirements and prevent inappropriate communications.

Shield Platform


Tools that monitor email, chat, and voice communications for potential compliance violations or inappropriate content.

Shield Platform


Solutions that maintain comprehensive records of all transactions, client interactions, and compliance activities for regulatory examinations and investigations.

Shield Platform


Publicly available data, summarised using AI.

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