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Broadridge Trade Surveillance

from Broadridge Financial Solutions

End-to-end trade surveillance solution with real-time monitoring, alert management, case workflow, and regulatory reporting. Includes multi-asset class coverage, AI-powered analytics, and behavioral profiling tailored to fund management compliance requirements.
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Solutions that monitor trading activities to detect potentially suspicious patterns, market abuse, insider trading, or other compliance violations through pattern recognition and behavioral analysis.

Broadridge Trade Surveillance


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