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Foreside Compliance Manager
from Foreside
A compliance solution specifically for investment advisers and fund managers. Features include automated monitoring of portfolio compliance, regulatory filing management, trade surveillance, Code of Ethics administration, and compliance program testing. The solution is tailored to the specific regulatory requirements of fund managers.
Category:
Regulatory Compliance Systems
Platforms that track regulatory requirements, manage compliance workflows, and document adherence to various financial regulations such as UCITS, AIFMD, MiFID II, SEC rules, and other jurisdictional requirements.
Foreside Compliance Manager
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